Nanex Research

Nanex ~ 26-Dec-2012 ~ Orchestrating Chaos

On December 26, 2012 at 11:02:59, the market suddenly exploded with activity (SPY dropped below 141.88 - a low set 12 days earlier on December 14). Approximately 3,800 March 2013 eMiini futures contracts (S$P 500) were sold during that second. We thought the sudden explosion in activity warranted a closer look.

What we found was fascinating. It appears the entire market-wide move may have been carefully orchestrated. One thing for certain is that our regulators will never be able to see the big picture if their analysis tools (MIDAS) only looks at equity data. Analyzing price moves in futures and options is crucial to understanding market-wide moves in equities, and visa versa.

We'll start by comparing 4 charts: SPY, ES.M13, all NMS Equity Trades and all Option Trades, for one second of time beginning at 11:02:58.600.

   


From the charts above, it is not clear whether the activity started with ES.H13, so we'll zoom in on 135 milliseconds of time, starting at 11:02:59.360

   


From the charts above, it looks like activity started in ES.H13 at 11:02:59.420, and in SPY about 4 milliseconds later. But chart 3 shows activity in some NMS stocks also at 11:02:59.420. It takes about 6 milliseconds for information to travel between NY (where stock and options trade) and Chicago (where the emini futures trades). The timestamps are from the exchanges, so it's possible they might not be perfectly synchronized, though there's no excuse for that in today's high frequency trading world.

Let's look closer at the chart of all NMS Stock Trades.

All NMS Stock Trades - 1 millisecond interval chart showing trades color coded by exchange.
Some of the active, known symbols have been labelled. Note many large cap stocks show activity starting the same time as the eMini.



Now let's look closer at the final drop, by zooming in on 135 milliseconds of time, starting at 11:02:59.450


   


Circling back to the first chart, when we looked closer at SPY for a 25 millisecond period of time beginning at 11:02:59.424, we noticed something interesting. Note the trades from EDGX (blue diamonds). Now let's take a closer look in the chart below.



In the chart below, we show bids and asks from a few exchanges to remove clutter. Here, we show just EDGX (blue), BATS (pink) and ARCA (red). Here is a link to Excel Spreadsheet of all SPY trades and quotes between 11:02:59.424 to 11:02:59.450  This spreadsheet shows just updates to EDGX trades and quotes and is sequenced in the order they likely occurred.

From the spreadsheet and/or the chart below: the bid from EDGE remains at 141.93 and we see several quote updates from EDGX that don't change the bid or ask price or size. These appear to be generated after a trade executes at EDGX at 141.93 (but the trades get reported late, so they aren't in sequence with these EDGE quote updates). It's almost as if someone wanted to keep the quote locked and price high as long as possible before allowing the price to ratcheted down.



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